Tag Archives: regulators

Michael Erlanger referenced in September Issue of Rough Notes

In his latest column in the September issue of Rough Notes, “AIG and the Meth Labs of Finance: How the GLBA came to replace Glass-Steagall and led us astray”, Kevin P. Hennosy references a letter to the editor written by … Continue reading

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AIG’s downfall and the transparency of derivatives

The following letter to the editor by Michael Erlanger appeared in the August issue of Rough Notes in response to Kevin Hennosy’s article in the June 2011 issue of Rough Notes, “Supervision & Regulation Aren’t the Same” : I read with … Continue reading

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Comments on Proposed Rule on Consolidated Audit Trail, August 10, 2010

The following public comment was provided to the SEC on their proposed rule that would “require national securities exchanges and national securities associations (“self-regulatory organizations” or “SROs”) to act jointly in developing a national market system (“NMS”) plan to develop, … Continue reading

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The New SEC Consolidated Audit Trail Rule Doesn’t Go Far Enough

The SEC has proposed a rule that would “require national securities exchanges and national securities associations (“self-regulatory organizations” or “SROs”) to act jointly in developing a national market system (“NMS”) plan to develop, implement, and maintain a consolidated order tracking … Continue reading

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Marketcore Inc. Acknowledged in Regulatory and Legislative Publication as a Transparency-Generating Mechanism to Improve Risk Management

WESTPORT, CT – In the latest public validation of Marketcore, Inc.’s intellectual property, the June 2010 edition of “Compliance Matters“, a publication of the Regulatory and Legislative Interest Group of the CPCU Society, acknowledges in its editorial comments that “The … Continue reading

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