Monthly Archives: August 2010

Patent Awarded for “Ticker Tape” Identifying Risks in Bond Markets

From Securities Technology Monitor, August 18, 2010, by Tom Steinert-Threlkeld: “A Connecticut intellectual property development firm said it had received a patent for a data processing system that measures risks in bond markets and acts as a “ticker tape” for … Continue reading

Posted in 2 Press

Comments on Proposed Rule on Consolidated Audit Trail, August 10, 2010

The following public comment was provided to the SEC on their proposed rule that would “require national securities exchanges and national securities associations (“self-regulatory organizations” or “SROs”) to act jointly in developing a national market system (“NMS”) plan to develop, … Continue reading

Posted in 1 Advisory, SEC | Tagged , , , , , , , , , , , , , , , ,

The New SEC Consolidated Audit Trail Rule Doesn’t Go Far Enough

The SEC has proposed a rule that would “require national securities exchanges and national securities associations (“self-regulatory organizations” or “SROs”) to act jointly in developing a national market system (“NMS”) plan to develop, implement, and maintain a consolidated order tracking … Continue reading

Posted in 3 Opinion, Current Events, Financial Crisis, SEC | Tagged , , , , , , , , , , , , , , , ,