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Category Archives: FINRA
Marketcore, Inc. Answers FINRA’s Call for a Unified Single Regulator
NEW YORK, N.Y., October 30, 2009 – On Tuesday October 27, at the annual meeting of the Securities Industry and Financial Markets Association in New York, Richard Ketchum, Chairman of the Financial Industry Regulatory Authority (FINRA), called for the creation … Continue reading
Posted in 1 Advisory, 3 Opinion, Current Events, Financial Crisis, FINRA
Tagged Congressional Research Service Report for Congress: Financing Recovery from Large-Scale Natural Disasters, credit and liquidity crisis, derivatives, Financial Industry Regulatory Authority, financial markets, FINRA, Insurance Exchange, lines of credit, Marketcore, regulatory agencies, risk, transparency
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